Investment Fund Compliance & Regulatory Solutions

We can assess compliance with data protection laws in areas such as privacy policies, training, and contractual documentation to ensure clients are meeting their legal obligations.

We can provide solutions that are standardised in nature based on an agreed client playbook.

We can help clients to get a handle on the legal risk that exists in their business, and create a framework setting out how that legal risk is to be managed whether that be through external advice, checklists or internal training.

We can assist with regulatory, compliance and operational risk advice in the field of investment funds, including advice around structuring, distribution and administration signposting.